Our Most Popular Downloads
- Protecting Your Practice
- As an at-will employee, every Financial Advisor, whether they are considering a move or not, should take steps to protect their careers.
- Understanding the Industry Landscape
- New firms and new business models have made the landscape exciting but also confusing! This document explains how our industry is constructed, and what some of the differences are between the business models.
- Following the Protocol
- OnWallStreet Article 23 April, 2014: Leaving Your Firm? Do the Math First
- Unsung Heroes Magazine Article 1 September, 2014: How to Prepare for any High-Jinks From Your Old Firm
Consulting Process and Relationship with Our Clients
Calculators
- Retirement Calculator Hypothetical
- Retirement Calculator
- To receive our Total Compensation Comparison Calculator contact us directly.
The Protocol
- Following the Protocol
- Guidelines to making to making a successful transition by using the protections of the Protocol for Broker Recruiting.
- The Protocol for Broker Recruiting
- A copy of the original document.
Due Diligence and Planning Your Move
- Timeline for going independent
- Timeline for moving to a W-2 firm
- Questions to ask your new firm
- What to look for in a new firm
- How Transition Bonuses Work
- Client Segmentation
- Legal Needs
- Pre-departure conversations with clients
- Departure Instructions: how to execute a smooth departure